FAQ
Important Questions You Should Ask About Luken, LLC 
What do you specialize in? We specialize in helping our Ideal Clients make smart choices about all their money. Our unique process helps them align their values with the most intelligent decisions. The people we are best suited to serve meet our Ideal Client Profile.
What is different about Luken? Luken delivers what you would expect from a Wealth Management firm. What you may not expect is the unique experience our process creates because of a culture of accountability, implementation and a relentless focus on results.
Who is SII Investments? Luken, LLC is a team utilizing the resources of the broker/dealer SII Investments, Inc. SII Investments is an independent full-service broker/dealer that has been in business since 1968. SII is a member of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA). *Pershing, LLC, a subsidiary of The Bank of New York Mellon Corporation.
Who is Luken? Luken is a comprehensive financial planning firm. As a team, we provide a unique approach to help clients achieve or maintain financial independence through prudent management of assets and cash flow, reduction of risk and reduction of taxes.
What is an Investment Advisor Representative? An Investment Advisor Representative is a fiduciary who has a duty of undivided loyalty to his investment advisory client.
What types of investments and services do we offer? We help our client community make smart decisions about all their money – cash, debt, investments of all kinds, risk management, estate and tax planning.
Whom do we serve? Luken serves individuals who meet our Ideal Client Profile. "Who We Serve"
How much do we charge for our services? There is no fee for the initial meeting. If we are comfortable and confident that we can add value and there is a good fit, we explore working together. Fees vary widely and can only be quoted after the initial meeting. Our minimum initial analysis and planning fee is $2,500. We can be paid on a commission or transaction basis also.
Do the members of Luken invest in Financial Products recommended to their clients? Members of our firm may personally invest or insure themselves and their families with some of the same products recommended to clients.
What is the minimum amount needed to open an account? Most new relationships start with more than $500,000 in assets.
Do we provide legal services? No. Luken provides investment advice and services only. This provides checks and balances to protect the client. We coordinate and orchestrate the advice of legal and tax experts so that advice is based on the desired comprehensive outcome.
Does Luken provide accounting services or tax preparation? No. Luken provides investment advice and services only. This provides checks and balances to protect the client. We coordinate and orchestrate the advice of tax and legal experts so that advice is based on the desired comprehensive outcome.
Do we guarantee investment performance? No.
Will information be kept confidential whether I become a client or not? Yes. It is the law.
If you have been referred to us, please call the office to schedule a consultation.